We make decisions based on what we think is fair and reasonable, accounting for the unique circumstances of each case we receive. We anonymise our decisions and write them in a way that prevents the person or small business complaining from being identified.
This database holds all the final decisions we’ve published since 1 April 2013 under the Financial Services and Markets Act 2000, as amended by the Financial Services Act 2012.
Your search returned 18 results
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Decision Reference DRN-4211746
14 Nov 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4211746 The complaint Mr D complains about the advice David Stock & Co Limited (‘DSC’) gave to him to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme, the British Steel Pension Scheme (‘BSPS’) to a personal pension. He says the advice was unsuitabl... (8 pages)View decision -
Decision Reference DRN-3864768
26 Oct 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3864768 The complaint As we’ve had this complaint for a while, I’m going to maintain consistency by referring to the consumer as “Mrs E” although I know her circumstances have since changed. Mrs E complained that she was given unsuitable advice to transfer her defined benefit (DB) Brit... (12 pages)View decision -
Decision Reference DRN-3899187
24 Oct 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3899187 The complaint Mr S complained that he was given unsuitable advice to transfer his defined benefit (DB) British Steel Pension Scheme (BSPS), to a type of personal pension plan, in 2017. David Stock & Co Limited is responsible for answering this complaint and so to keep thing... (11 pages)View decision -
Decision Reference DRN-3864766
23 Oct 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3864766 The complaint Mr H complains about the advice given by David Stock & Co Limited (‘DSCL’) to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme with British Steel (‘BSPS’) to a personal pension arrangement. He says the advice was unsuitable for... (7 pages)View decision -
Decision Reference DRN-3841980
20 Oct 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3841980 The complaint Mr E complained that he was given unsuitable advice to transfer his defined benefit (DB) British Steel Pension Scheme (BSPS), to a type of personal pension plan, in 2017. David Stock & Co Limited is responsible for answering this complaint and so to keep thing... (11 pages)View decision -
Decision Reference DRN-3631926
9 Oct 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3631926 The complaint Mr H complains about the advice David Stock & Co Limited (‘DSC’) gave to him to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme to a self-invested personal pension (‘SIPP’). He says the advice was unsuitable for him and believ... (11 pages)View decision -
Decision Reference DRN-4331615
27 Sep 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4331615 The complaint Mr O complains about the advice given by David Stock & Co Limited (‘DSCL’) to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme to a self-invested personal pension (‘SIPP’). He says the advice was unsuitable for him and caused h... (14 pages)View decision -
Decision Reference DRN-3670532
8 Jun 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3670532 The complaint Mr R complains about the advice given by David Stock & Co Limited (David Stock) to transfer the benefits from his British Steel Pension Scheme (‘BSPS’) defined-benefit (‘DB’) occupational pension scheme benefits to a self invested personal pension (‘SIPP’). He... (10 pages)View decision
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