Plan & Budget 03/04 - appendix C

plan & budget 2004/05
for the year ending 31 March 2005

contents

foreword by the chairman
chapter
1	executive summary
2	performance in the year 2003/04
3	business plans
4	complaint trends
5	productivity, timeliness and service quality
6	budget 2004/05
7	tariff and case fee information

appendix
A	compulsory jurisdiction — general levy table
B	compulsory jurisdiction — case fee table
C	voluntary jurisdiction — general levy tariff and case fee table
D	proposed amendments to DISP 4 rules

appendix C
voluntary jurisdiction — general levy tariff and case fee table

industry block and business activity		tariff basis	tariff rate	minimum levy	case fee*
1V	mortgage lenders and administrators	number of relevant accounts	£0.0069	£200	£360
2V	firms undertaking insurance activities subject only to prudential regulation	relevant annual gross premium income	£0.081 per £1,000	£200	£360
3V	firms undertaking insurance activities subject to prudential and conduct of business regulation	relevant adjusted annual gross premium income	£0.093 per £1,000	£100	£360
4V	mortgage intermediaries	n/a	n/a	n/a	£550
5V	insurance intermediaries	n/a	n/a	n/a	£550
6V	other intermediaries	n/a	£200 flat fee	n/a	£360
7V	firms not falling into any of the above categories	n/a	n/a	n/a	£550

*note on case fees

As for the compulsory jurisdiction, firms will only be charged with the third and subsequent chargeable case in any financial year, subject to the annual levy being invoiced and paid, where applicable.