We make decisions based on what we think is fair and reasonable, accounting for the unique circumstances of each case we receive. We anonymise our decisions and write them in a way that prevents the person or small business complaining from being identified.
This database holds all the final decisions we’ve published since 1 April 2013 under the Financial Services and Markets Act 2000, as amended by the Financial Services Act 2012.
Your search returned 18 results
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Decision Reference DRN-4588765
9 Feb 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4588765 The complaint Mr D complains that he was given unsuitable advice by David Stock & Co Limited (‘DSC’) to transfer the benefits from his defined benefit (‘DB’) scheme with British Steel (‘BSPS’) to a self-invested personal pension (‘SIPP’). He says the advice was unsuitable f... (6 pages)View decision -
Decision Reference DRN-4107288
2 Feb 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4107288 The complaint Mr V complains that he was given unsuitable advice by David Stock & Co Limited (‘DSC’) to transfer the benefits from his defined benefit (‘DB’) scheme with British Steel (‘BSPS’) to a personal pension. He says the advice was unsuitable for him and believes thi... (5 pages)View decision -
Decision Reference DRN-4190277
23 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4190277 The complaint Mr A complained that he was given unsuitable advice to transfer his deferred defined benefit (DB) British Steel Pension Scheme (BSPS), to a type of personal pension plan, in 2017. He says the advice was unsuitable for him and believes this has caused a financial l... (4 pages)View decision -
Decision Reference DRN-4560536
19 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4560536 The complaint Mr H complains about the advice given by David Stock & Co Limited (‘DS&C’) to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme, the British Steel Pension Scheme (‘BSPS’) to a personal pension. He says the advice was unsuita... (5 pages)View decision -
Decision Reference DRN-3853810
17 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3853810 The complaint Mr G complained that he was given unsuitable advice to transfer his deferred defined benefit (DB) British Steel Pension Scheme (BSPS), to a type of personal pension plan, in 2017. He says the advice was unsuitable for him and believes this has caused a financial l... (4 pages)View decision -
Decision Reference DRN-3709262
12 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3709262 The complaint Mr K complains about the advice David Stock & Co Limited (‘DSC’) gave to him to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme to a personal pension. He says the advice might not have been suitable for him and may have caused... (5 pages)View decision -
Decision Reference DRN-3614109
10 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3614109 The complaint Mr G complains about the advice David Stock & Co Limited (‘DSC’) gave to him to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme to a personal pension. He says the advice might not have been suitable for him and may have caused... (4 pages)View decision -
Decision Reference DRN-3717638
8 Jan 2024 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3717638 The complaint Mr R complains about the advice given by David Stock & Co Limited (‘DS&C’) to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme, the British Steel Pension Scheme (‘BSPS’), to a personal pension. He says the advice was unsuit... (10 pages)View decision -
Decision Reference DRN-3690578
13 Dec 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-3690578 The complaint Mr E complains about the advice given by David Stock & Co Limited (‘DS&C’) to transfer the benefits from his defined-benefit (‘DB’) occupational pension scheme, the British Steel Pension Scheme (‘BSPS’) to a personal pension. He says the advice was unsuita... (10 pages)View decision -
Decision Reference DRN-4375147
11 Dec 2023 David Stock & Co Limited UpheldPensions and AnnuitiesDRN-4375147 The complaint Mr H has complained that David Stock & Co Limited (David Stock) gave him unsuitable advice to transfer his defined benefits from his occupational pension scheme (OPS) – the British Steel Pension Scheme (BSPS) – to a Personal Pension Policy (PPP). What happened... (8 pages)View decision