We make decisions based on what we think is fair and reasonable, accounting for the unique circumstances of each case we receive. We anonymise our decisions and write them in a way that prevents the person or small business complaining from being identified.
This database holds all the final decisions we’ve published since 1 April 2013 under the Financial Services and Markets Act 2000, as amended by the Financial Services Act 2012.
Your search returned 47 results
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Decision Reference DRN8558963
8 Dec 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr B has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment. background Mr B, through his repre... (6 pages)View decision -
Decision Reference DRN6606818
14 Jul 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr M has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to invest his pension in an unsuitable investment.backgroundMr M has said that he was ‘cold-called’ in 2016 and offered a pension review. He ... (7 pages)View decision -
Decision Reference DRN8879601
3 Jul 2020 Alexander David Securities Limited UpheldInvestment and pensionsMrs M has complained about the advice she was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to invest her pension in an unsuitable investment.backgroundMrs M has said that she was ‘cold-called’ in 2015 and offered a pension review.... (6 pages)View decision -
Decision Reference DRN6115882
24 Aug 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr S has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment.backgroundI issued my provisional d... (10 pages)View decision -
Decision Reference DRN1905153
22 Mar 2021 Alexander David Securities Limited UpheldInvestment and pensionsMr G has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment. background The background to the c... (6 pages)View decision -
Decision Reference DRN9087028
19 Jul 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr S has complained about the advice he was given by St Paul’s Marketing Limited (anAppointed Representative of Alexander David Securities Limited) to invest his pension in anunsuitable investment.backgroundMr S has said that he was ‘cold-called’ in 2016 and offered a pension review. He wa... (7 pages)View decision -
Decision Reference DRN7316816
14 Aug 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr J has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment.backgroundI issued my provisional d... (10 pages)View decision -
Decision Reference DRN2558738
18 Sep 2020 Alexander David Securities Limited UpheldInvestment and pensionsMs C has complained about the advice she was given by St Paul’s Marketing Limited (anAppointed Representative of Alexander David Securities Limited) to transfer her pension to aself-invested personal pension (SIPP) and invest in an unsuitable investment.backgroundI issued my provisional de... (6 pages)View decision -
Decision Reference DRN-2281245
23 Oct 2020 Alexander David Securities Limited UpheldPensions and AnnuitiesDRN-2281245 The complaint Mr B has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment. What hap... (6 pages)View decision -
Decision Reference DRN7978417
2 Oct 2020 Alexander David Securities Limited UpheldInvestment and pensionsMr M has complained about the advice he was given by St Paul’s Marketing Limited (an Appointed Representative of Alexander David Securities Limited) to transfer his pension to a self-invested personal pension (SIPP) and invest in an unsuitable investment. background I issued my provisional... (6 pages)View decision
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